The Securities and Exchange Commission has raised liquidity and naming issues with State Street Corp. over its new private ...

The U.S. Securities & Exchange Commission sounded the alarm about aspects of the first broad private credit market ...

EFT PRIV by State Street & Apollo offers steady returns & income, allocating 80% to investment-grade debt & 20% to high-yield bonds. SEC raises concerns.

The regulator's worries center on the fund's liquidity, its name and its ability to comply with valuation rules.

Even the most advanced financial engineering may not be able to solve the almost immutable laws of financial markets ...

But in a letter to State Street after the fund launched, SEC associate director Brent J. Fields expresses concern about the ...

Invesco Preferred ETF has risks from long duration and sector concentration. Learn why PGX may not be suitable for cautious ...

The FlexShares Credit-Scored US Corporate Bond ETF (SKOR) made its debut on 11/12/2014, and is a smart beta exchange traded fund that provides broad exposure to the Investment Grade Corporate Bond ...

For us, at least, it's maybe a little bit early to wade in' and buy beaten-down home builders, says Janus Henderson portfolio manager Hello! This week's ETF Wrap looks at pummeled home builders - and ...

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“We have concerns regarding the Fund’s liquidity risk management program,” SEC said in a filing. To contact the reporter on this story: Tim Smith in Sydney at [email protected] ...